VALIC Financial Advisors, Inc. (VFA) Fee Schedule
| Financial Transaction | Fee Structure: Effective April 1, 2023 | |
|---|---|---|
Mutual Funds | Advisor Assisted | Home Office Assisted |
| Load funds | Sales Load Only *per prospectus | Sales Load Only *per prospectus |
| No-load funds | $25 | $50 |
| Money Market funds (non-Core Money Market) | $30 (Buy) | $30 (Buy) |
| Redemptions | No fee | No fee |
| Exchanges (same fund family) | No fee | No fee |
| PIPs/SWPs | No fee | No fee |
Equities | Advisor Assisted | Home Office Assisted |
| Stocks and ETFs *Buying unlisted and non-NASDAQ stocks priced less than $5/share is prohibited. | $25 | $50 |
Fixed Income | Advisor Assisted | Home Office Assisted |
| Brokerage CDs, Treasury, Corporate, Municipal, and Agency | Mark Up/Mark Down 0% - 1.50% | Mark Up/Mark Down 0% - 1.50% |
Miscellaneous | ||
| Annual Custodial Fee — All IRA Account Types | $35 | |
| Annual Custodial Fee — Mutual Fund Only IRA | $10 | |
| Termination Fee — All IRAs | $125 | |
RO2824798(03/2023)